New Current Report Filed with the SEC Disclosing Receipt of a Notice of Delisting, the Failure to Satisfy a Continued Listing Rule or Standard or the Transfer of a Listing: 8-K – Great Elm Capital Group, Inc. (0001082506) (Filer)

A current report on Form 8-K was just filed with the U.S. Securities & Exchange Commission (SEC) disclosing receipt of a notice of delisting, the failure to satisfy a continued listing rule or standard or the transfer of a listing. Details of the current report are:

8-K – Great Elm Capital Group, Inc. (0001082506) (Filer)
Filed: 2016-12-28 AccNo: 0001193125-16-805045 Size: 26 KB

Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.02: Unregistered Sales of Equity Securities

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 8.01: Other Events
Filing Date: 2016-12-28T11:39:56-05:00

This is a breaking news story. You can access the complete current report through the SEC’s Edgar system: http://www.sec.gov/Archives/edgar/data/1082506/000119312516805045/0001193125-16-805045-index.htm